Keith Z Simon

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → 08/2022
  Guardian Life Insurance Company Of America
  New York, NY
• 03/2023 → 12/2024
  Meadowbrook Capital Fund
  Hewlett, NY
• 09/2022 → 02/2023
  Unemployed
  Merrick, NY
• 01/2025 → 01/2025
  Unemployed
  Merrick, NY
• 02/2025 → Present
  Equitable Advisors, Llc
  New York, NY
• 03/2015 → 08/2022
  Park Avenue Securities Llc
  New York, NY

Other Businesses

Outside Insurance-Chubb Company

Exams

• S66 Uniform Combined State Law Examination
  2025-02-04
• S63 Uniform Securities Agent State Law Examination
  1985-01-15