Brian Matthew Fernandez

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Rbc Capital Markets, Llc
  Florham Park, NJ
• 05/2018 → Present
  City National Bank
  Florham Park, NJ

Previous Registrations

• 2009-06-22 → 2013-11-25
  Raymond James Financial Services Advisors, Inc
  Bridgewater, NJ
  Bernardsville, NJ
• 2002-07-30 → 2002-09-19
  Equitable Advisors, Llc
  Woodbridge, NJ

Other Businesses

(1) NAME OF ENTITY: Douglas S Fernandez Sr Sole Proprietor ADDRESS: 383 Goff Rd Wethersfield CT 06109 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 30/09/2025 CAPACITY: Other DUTIES: Performing manual labor. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-23
• S63 Uniform Securities Agent State Law Examination
  1998-12-17

Other Names

• Brian Fernandez
• Brian M Fernandez