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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
30 E San Joaquin Suite 107, Salinas, CA 93901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. DBA INTEGRATED MANAGEMENT GROUP (IMG), INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FINANCIAL SERVICES, STARTED 6/2002, OWNER, APX 40 HOURS PER WEEK, 32.5 DURING TRADING HOURS, SUPERVISORY DUTIES, REGISTERED REP.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-01-02 |
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