Raoul Kelly Brandt

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1985 → Present
  Bbh Insurance, Inc
  Stanley, ND
• 01/1985 → Present
  Senior Asset Preservation Services
  Stanley, ND
• 12/2015 → 01/2021
  Capital Financial Services, Inc
  Minot, ND
• 05/2019 → 01/2021
  Wealth Plus Of The Dakotas, Inc.
  Aberdeen, SD
• 01/2021 → Present
  Brokers International Financial Services
  Urbandale, IA

Previous Registrations

• 2019-06-07 → 2021-01-29
  Wealth Plus Of The Dakotas, Inc.
  Stanley, ND
• 2015-12-07 → 2019-07-31
  Capital Financial Services, Inc.
  Stanley, ND
  Minot, ND
  Stanley, ND
  Tioga, ND
• 2012-11-29 → 2015-12-01
  Investment Centers Of America, Inc.
  Stanley, ND
  Appleton, WI
  Stanley, ND
  Williston, ND

Other Businesses

1)BBH Insurance Inc; Not investment related; 408 S Main St, Stanley, ND 58784; Insurance Agency; President Manager; Started 1/1/1995; 40 hours per month; 10 during trading hours; Manager 2)Senior Asset Preservation Services; Not investment related; 408 S Main St, Stanley, ND 58784; Fixed and insurance sales; Owner; Started 1/1/1985; 4 hours per month, 2 during trading; Sales of annuities, life an health products. 3)Western Area Water Supply - WAWS; Not investment related; Williston, ND; Board Member of WAWS; Board Member; Started 7/1/2015; 2 hours per month, 2 during trading; Board member of North Dakota Western Area Water Supply 4) Brandt Financial Services, Inc.; Investment related; 405 S Main Street, Stanley, ND 58784; DBA for advisory business; Owner/Investment Adviser Representative; Started 10/4/2001; 110 hours per month, 100 hours during trading; Market and service advisory products 5) Stanley Lions Club; Not investment related; Stanley, ND; President; Service Club; 07/01/2025; 4 hours per month; 0 hours during securities trading hours; Provides services to community projects.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-25
• S63 Uniform Securities Agent State Law Examination
  1983-09-03