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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Downers Grove | IL | 05/2002 | Present |
| Pruco Securities, Llc. | Downers Grove | IL | 05/2002 | 11/2024 |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1) 11/14/2024 - Senior Market Sales - Non-Variable Insurance - Medicare Supplement Ins Sales - INV related - Omaha, NE - start date-05/01/2024 - 2 HRS/MTH -0 during trading 2) 03/19/2025-Ajit Gandhi-Non-Variable Insurance-sale of Proprietary & Non-Proprietary Fixed Ins products-Inv Related-At Downers Grove, IL-Start date 11/16/2024-4hrs/mth-4hrs/mth during trading 3) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-19 |
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