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Frank Stephen Petrone

Pnc Wealth Management LLC

Millburn, NJ

CRD 1173711

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-01-08
  • NJ RA
    APPROVED
    Since 2004-01-08

Branch Locations

265 Millburn Avenue, Millburn, NJ 07041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Millburn NJ 01/2004 Present
  • 01/2004 → Present
    Pnc Investments
    Millburn, NJ
Previous Registrations
  • 2003-09-11 → 2004-01-07
    J.J.B. Hilliard, W.L. Lyons, Llc
    Millburn, NJ
Other Businesses

05/01/2025 / Owner-Landlord / Petrone Rental / Non-investment related / Zero hours during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-06
S63 Uniform Securities Agent State Law Examination 1984-09-10
  • S65 Uniform Investment Adviser Law Examination
    2001-04-06
  • S63 Uniform Securities Agent State Law Examination
    1984-09-10

View on SEC IAPD

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