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Current Employers
Rcm Robinson Capital Management Llc

2108 N St, Suite 9890, Sacramento, CA 95816 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-29
CA RA APPROVED 2005-07-13
  • MA RA
    APPROVED
    Since 2024-03-29
  • CA RA
    APPROVED
    Since 2005-07-13

Branch Locations

2108 N St, Suite 9890, Sacramento, CA 95816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rcm Robinson Capital Management Llc Mill Valley CA 02/2005 Present
Foothill Securities, Inc. Santa Clara CA 12/2008 12/2016
Securities America, Inc. Mill Valley CA 12/2016 06/2024
Osaic Wealth, Inc. Mill Valley CA 06/2024 Present
  • 02/2005 → Present
    Mill Valley, CA
  • 12/2008 → 12/2016
    Foothill Securities, Inc.
    Santa Clara, CA
  • 12/2016 → 06/2024
    Securities America, Inc.
    Mill Valley, CA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Mill Valley, CA
Previous Registrations
  • 2003-10-15 → 2005-07-15
    Securities America Advisors, Inc.
    San Francisco, CA
Other Businesses

**RCM ROBINSON CAPITAL MANAGEMENT LLC POSITION: Principal NATURE: RCM ROBINSON CAPITAL MANAGEMENT, LLC-IRIA-ADVISORY-START DATE 3/2005 LOCATED AT 27 Reed BLVD, MILL VALLEY, CA 94941 INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 03/01/2005 ADDRESS: 27 Reed Blvd., Mill Valley CA 94941 DESCRIPTION: Investment advisory **INVESTMENT PROPERTY POSITION: rental income NATURE: Rental income property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 808 Loma Verde Ave, Palo Alto CA 94303, United States DESCRIPTION: Rental income

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-09
  • S63 Uniform Securities Agent State Law Examination
    1989-05-09
Other Names
  • Douglas C Robinson

View on SEC IAPD

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