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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-04-19 |
| TX | RA | APPROVED | 2018-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc | Charlotte | NC | 12/2005 | 06/2017 |
| Retired | Charlotte | NC | 07/2017 | 01/2018 |
| Lpl Financial Llc | Ft Mill | SC | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-06 |
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