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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-04-15 |
Branch Locations
1705 Tullamore Ave Ste B, Bloomington, IL 61704 • United States
1000 Hart Rd Ste 105, Barrington, IL 60010 • United States
1401 Financial Park, Carbondale, IL 62902 • United States
30 S Wacker Dr Ste 4000 [Gs-Rbo], Chicago, IL 60606 • United States
30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 06/2009 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-07 |
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