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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. LUTHERAN CAMPUS MINISTRY IN GREATER PITTSBURG, NOT INVESTMENT RELATED, 4515 FORBES AVE., PITTSBURGH, PA 15213, MINISTRY TO COLLEGE STUDENTS - PROGRAM FUNDING, START 10/2011, <1HR/WK (NON-TRADING HOURS), CHAIRMAN, ENDOWMENT COMMITTEE; 2.NAME OF OTHER BUSINESS: STATION CAPITAL, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: LIFE INSURANCE START DATE: 8/1995 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: .50 NONE DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: DBA FOR LIFE INSURANCE SALES 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 8/1995 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE. 4. STATION CAPITAL SOUTH, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL ADDRESS, REAL ESTATE, STARTED 3/2006, OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, REAL ESTATE RENTAL. 5. NAME OF OTHER BUSINESS: FJ MARSH MANAGEMENT INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFICE MANAGEMENT START DATE:11/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: MANAGING THE NON-SECURITIES RELATED ACTIVITIES FOR STATION CAPITAL INC; 6. NAME OF OTHER BUSINESS: FIRST ENGLISH EVANGELICAL LUTHERAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 615 GRANT ST, PITTSBURGH, PA 15219; NATURE OF BUSINESS: CHURCH; START DATE: 6/2023; POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OVERSEE BUDGET AND ALL OTHER ASPECTS OF THE CHURCH FINANCES - PROVIDE OVERSIGHT OF ALL ASPECTS OF THE ENTIRE ORGANIZATION;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-30 |
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