Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

111 Washington St, Washington, PA 15301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
  • 2007-07-23 → 2013-09-03
    Walnut Street Securities, Inc.
    Washington, PA
Other Businesses

1. LUTHERAN CAMPUS MINISTRY IN GREATER PITTSBURG, NOT INVESTMENT RELATED, 4515 FORBES AVE., PITTSBURGH, PA 15213, MINISTRY TO COLLEGE STUDENTS - PROGRAM FUNDING, START 10/2011, <1HR/WK (NON-TRADING HOURS), CHAIRMAN, ENDOWMENT COMMITTEE; 2.NAME OF OTHER BUSINESS: STATION CAPITAL, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: LIFE INSURANCE START DATE: 8/1995 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: .50 NONE DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: DBA FOR LIFE INSURANCE SALES 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 8/1995 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE. 4. STATION CAPITAL SOUTH, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL ADDRESS, REAL ESTATE, STARTED 3/2006, OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, REAL ESTATE RENTAL. 5. NAME OF OTHER BUSINESS: FJ MARSH MANAGEMENT INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFICE MANAGEMENT START DATE:11/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: MANAGING THE NON-SECURITIES RELATED ACTIVITIES FOR STATION CAPITAL INC; 6. NAME OF OTHER BUSINESS: FIRST ENGLISH EVANGELICAL LUTHERAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 615 GRANT ST, PITTSBURGH, PA 15219; NATURE OF BUSINESS: CHURCH; START DATE: 6/2023; POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OVERSEE BUDGET AND ALL OTHER ASPECTS OF THE CHURCH FINANCES - PROVIDE OVERSIGHT OF ALL ASPECTS OF THE ENTIRE ORGANIZATION;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-13
S63 Uniform Securities Agent State Law Examination 1983-08-30
  • S65 Uniform Investment Adviser Law Examination
    1999-01-13
  • S63 Uniform Securities Agent State Law Examination
    1983-08-30
Other Names
  • Frank Joseph Marsh

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Washington, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor