Inactive

Benjamin Gardner Dawson

Woodstock Corporation

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Current Employers

Woodstock Corporation

21 Custom House Street 5Th Floor, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-12-16

MA RA
APPROVED

Since 2021-12-16

Branch Locations

21 Custom House Street 5Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alpha Windward Llc	Westwood	MA	06/1998	12/2020
Woodstock Corporation	Boston	MA	12/2020	Present

06/1998 → 12/2020

Alpha Windward Llc

Westwood, MA
12/2020 → Present

Woodstock Corporation

Boston, MA

Previous Registrations

1998-09-25 → 2020-12-31

Alpha Windward Llc

Westwood, MA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-02-17

S63 Uniform Securities Agent State Law Examination

1984-02-17

View on SEC IAPD

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