Joe Henry Miller

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → Present
  Independent Financial Group Inc
  San Diego, CA
• 11/2003 → Present
  Independent Financial Group, Llc
  San Diego, CA
• 01/2023 → 11/2023
  Xton Financial Llc
  Encinitas, CA
• 03/2025 → Present
  Mark J. Muller Equities, Inc.
  New York, NY

Previous Registrations

• 2003-11-17 → 2005-10-21
  Independent Financial Group, Llc
  San Diego, CA
• 1998-11-16 → 2003-11-21
  Sentra Securities Corporation
  Carlsbad, CA

Other Businesses

(2) CK ENTERPRISES LLC POSITION: Managing Member NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/28/2016 ADDRESS: 1054 Snipe Ct, Carlsbad CA , United States DESCRIPTION: 50% owner of horse stable. Providing management, Books and Records, etc. (3) BEACONS LLC POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 09/25/2024 ADDRESS: 1054 Snipe Ct, Carlsbad CA 92011-1214, United States DESCRIPTION: Beacons LLC was formed for my consulting business. My consulting services may include business analysis, business plan review and risk management and possibly exit strategies. Clients could include real estate companies or small financial services companies. I could also be consulting on business acquisitions. (4) BEACONS INC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 02/14/2025 ADDRESS: 1054 Snipe Court, Carlsbad CA 92009, United States DESCRIPTION: I will be the CEO of Beacons Inc over seeing all aspects of the business. I will act as both a series 24 principal and temporally as the CCO of the Firm. There will be one or more series 24 principals working for Beacons who will be located at the exchange. (1) LIFE, HEALTH, DISABILITY INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/14/2003 ADDRESS: 1054 Snipe Court, Carlsbad CA 92011, United States DESCRIPTION: On occasion, I write insurance business.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-04
• S63 Uniform Securities Agent State Law Examination
  1990-12-05

Other Names

• Joe Henry Miler