Charles Franklin Walker

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2000 → 07/2020
  Investacorp,Inc
  Miami Lakes, FL
• 10/2000 → 07/2020
  Investacorp Advisory Services, Inc.
  Miami Lakes, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Trinity, FL
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Trinity, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Denver, CO

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Trinity, FL
• 2000-10-18 → 2020-07-17
  Investacorp Advisory Services Inc
  Trinity, FL
• 1996-11-05 → 2012-11-12
  Cornerstone Investment Services, Inc.
  Trinity, FL

Other Businesses

1) CORNERSTONE WEALTH MANAGEMENT POSITION: Owner NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 80 START DATE: 07/15/2000 ADDRESS: 4625 Little Road, Trinity FL 34655, United States DESCRIPTION: Advisory 2) CORNERSTONE WEALTH ADVISORS, INC. POSITION: President/Owner NATURE: Cornerstone Wealth Advisors, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2022 ADDRESS: 4625 Little Road, Trinity FL 34655, United States DESCRIPTION: Financial Advisory 3) CFW FINANCIAL GROUP, INC. POSITION: President/Owner NATURE: CFW Financial Group, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/21/1995 ADDRESS: 4625 Little Road, Trinity FL 34655, United States DESCRIPTION: President/OwnerSAI commission, payroll, commerial building 4) CORNERSTONE FINANCIAL PLANNERS POSITION: agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/15/1984 ADDRESS: 4625 Little Road, Trinity FL 34655, United States DESCRIPTION: use variable annuities from time to timef 5) CORNERSTONE ENTERPRISES, LLC POSITION: Managing Partner NATURE: Cornerstone Enterprises, LLC holding company for our business operations INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 70 START DATE: 01/01/2025 ADDRESS: 4625 Little Road, Trinity FL 34655, United States DESCRIPTION: Financial Advisor and operations 6) CORNERSTONE WEALTH ADVISORS POSITION: Owner NATURE: Academic Scholarship set up by the business to award selected students with financial aid for higher education. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2026 ADDRESS: 4625 Little Road, Trinity FL 34655-1329, United States DESCRIPTION: Reviewing and selecting applications submitted by students in consideration for the scholarship.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-10-25

Designations

• Certified Financial Planner

Other Names

• Chuck Walker
• Charles Franklin Walker