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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2010-06-16
  • CT RA
    APPROVED
    Since 2010-06-16

Branch Locations

Amston, CT • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Amston CT 03/2010 Present
Oneamerica Securities Amston CT 03/2010 Present
The American College Bryn Mawr PA 09/2009 Present
  • 03/2010 → Present
    American United Life
    Amston, CT
  • 03/2010 → Present
    Oneamerica Securities
    Amston, CT
  • 09/2009 → Present
    The American College
    Bryn Mawr, PA
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health)**Elder: Christian Life Chapel**Board of Directors: Connecticut Radio Fellowship**Moderator: The American College**Board Member: Take Charge Total Wellness Foundation, Inc**Board Member: Cornerstone Christian School**Board Member: NAIFA, Connecticut Chapter

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-02
S63 Uniform Securities Agent State Law Examination 1985-04-29
  • S65 Uniform Investment Adviser Law Examination
    1996-12-02
  • S63 Uniform Securities Agent State Law Examination
    1985-04-29
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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