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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-07-24 |
| TX | RA | APPROVED | 2024-07-19 |
Branch Locations
13625 California Street Suite 400, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Norfolk | NE | 03/1984 | 07/2024 |
| Morgan Stanley Smith Barney Llc | Omaha | NE | 07/2024 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-04 |
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