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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2012-04-13
  • OR RA
    APPROVED
    Since 2012-04-13

Branch Locations

65 W. 8Th Avenue Ste B, Eugene, OR 97401 • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Eugene, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Morgan Securities Inc. Eugene OR 10/1990 Present
  • 10/1990 → Present
    Wedbush Morgan Securities Inc.
    Eugene, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-24
S63 Uniform Securities Agent State Law Examination 1984-03-27
  • S65 Uniform Investment Adviser Law Examination
    2001-02-24
  • S63 Uniform Securities Agent State Law Examination
    1984-03-27

View on SEC IAPD

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