Steven Barry Braverman

Employer firm

Pathstone CRD 151736

$110B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 07/2022
  Pathstone
  Scottsdale, AZ
• 07/2022 → Present
  Pathstone
  Scottsdale, AZ

Previous Registrations

• 2007-03-02 → 2010-02-18
  Bmo Family Office, Llc
  Chicago, IL

Other Businesses

Mr. Braverman is the Trustee of Braverman Family Trust (1996) and Braverman 2021 Descendants Trust, Partner of JSB Ventures, LTD & Saichel Capital Management, LLC. Officer of the Braverman Family Foundation and Saichel Partners, Inc. Director of Paramount Investment Capital Company II & the Braverman Family Foundation, Proprietor of Red-Carpet Ventures, LLC & SBrave Management, LLC, and advisor of associated Private Equity, LLC, Braverman Family Partnership, LTD, Braverman Holdings, LTD, and North Military, LTD. Mr. Braverman is also advising in the capacity of a Pathstone employee of these entities. Mr. Braverman also serves as an Advisory Board Member for SureFile Capital, STS Capital, and Audit Prodigy. Mr. Braverman is the General Partner of CreationsVC and spends 30 hours per week on this activity. He also serves as a board member of Americana Partners, and this company is the LMP Fund VI portfolio. Mr. Braverman is a board member of OurCrowd GP and Creations Space, which are holding companies of Creations VC. CreationsVC is investment-related, but is exempt from registration under the private fund exemption. The business address is 15169 North Scottsdale Road, Suite 205, Scottsdale, AZ 85254, which is a Regus business center. This is a Private Fund Investing business. Mr. Braverman, the Founder, CEO, and GP. The business started in October 2023. He spends approximately 100 hours per month on this business, and 65 of those hours are during securities trading hours. His duties related to this business are General Partner of a Private Equity Fund supporting (mostly) Israeli-based startups engaged in "Dual Value" Commercialization, meaning building businesses that support technology needs to perpetuate life in space, but at the same time doing so in ways that can be applied to improving life on Earth.

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-03-01
• S65 Uniform Investment Adviser Law Examination
  2004-11-12