R M Scarbrough

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 03/2022
  Morgan Stanley Smith Barney
  Atlanta, GA
• 01/2015 → 03/2022
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2022 → Present
  Rockefeller Financial Llc
  Atlanta, GA
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-06-01 → 2022-03-17
  Morgan Stanley
  Atlanta, GA
• 2003-04-14 → 2009-06-01
  Citigroup Global Markets Inc.
  Atlanta, GA
  Atlanta, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-08-26
• S63 Uniform Securities Agent State Law Examination
  1983-08-30

Designations

• Certified Financial Planner

Other Names

• Mike Scarbrough
• Robert Scarbrough
• Robert Michael Scarbrough
• R. M Scarbrough
• R M Scarbrough
• Robert M Scarbrough