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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-09-29 |
Branch Locations
100 Northpointe Circle Suite 301, Seven Fields, PA 16046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Asset Management, Llc | Chicago | IL | 09/2011 | 10/2020 |
| Bny Mellon Securities Corp | New York | NY | 10/2020 | 06/2023 |
| Lpl Financial Llc | Seven Fields | PA | 09/2023 | Present |
| Unemployed | Pittsburgh | PA | 06/2023 | 09/2023 |
1) 09/2023 - Seven Fields Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 04/05/2024 - NSS Life - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 02/12/2024 - 4 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-14 |
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