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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-09-30 |
| TX | RA | APPROVED_RES | 2016-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Securities Of America, Inc. | Hartville | OH | 09/1998 | 09/2016 |
| Wunderlich Securities, Inc. | Hartville | OH | 03/2007 | 09/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2016 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2016, AS ADVISORY REP OF A RIA. INV REL, 25 HR/WK 5 HR/TRADING 2) LICENSED FIXED INSURANCE AGENT, 1011 EDISON ST HARTVILLE OH, 06/1987, MAINTAIN INSURANCE LICENSES. INV REL, 0 HR/MO 0 HR/MO TRADING 3) CAPITAL SECURITIES OF AMERICA, 1011 EDISON ST NW HARTVILLE OH, 09/2016, OWNER, DBA, INV REL, 4 HR/MO 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-10-17 |
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