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Frank Martin Sterneck

Sterneck Capital Management LLC

Park City, UT

Kansas City, MO

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Current Employers
Sterneck Capital Management Llc

1251 Nw Briarcliff Pkwy Ste 95, Kansas City, MO 64116 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-11-07
TX RA APPROVED_RES 2019-04-22
MO RA APPROVED 2009-12-07
  • UT RA
    APPROVED
    Since 2024-11-07
  • TX RA
    APPROVED_RES
    Since 2019-04-22
  • MO RA
    APPROVED
    Since 2009-12-07

Branch Locations

Park City, UT • United States

1251 Nw Briarcliff Pkwy Ste 95, Kansas City, MO 64116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterneck Capital Management, Llc Kansas City MO 08/1989 Present
Previous Registrations
  • 1997-10-07 → 2015-12-02
    Westport Resources Management Inc
    Kansas City, MO
    Westport, CT
    Leawood, KS
Other Businesses

GENERAL PARTNER-STERNECK CAPITAL MGMT. LP-A REG. INV. ADVISOR. SEC REGISTERED INVESTMENT ADVISOR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-16
S65 Uniform Investment Adviser Law Examination 1996-12-09
  • S63 Uniform Securities Agent State Law Examination
    1997-01-16
  • S65 Uniform Investment Adviser Law Examination
    1996-12-09

View on SEC IAPD

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