Inactive

Frank Martin Sterneck

Sterneck Capital Management LLC

Kansas City, MO

CRD 1171973

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Employer firm

Sterneck Capital Management LLC CRD 111463

$328M regulatory AUM 12 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Periodicals / newsletters
Educational seminars
EXECUTIVE LEADERSHIP COACHING

From the firm’s Form ADV. Read the guides:

Current Employers

Sterneck Capital Management Llc

1251 Nw Briarcliff Pkwy Ste 95, Kansas City, MO 64116 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2024-11-07
TX	RA	APPROVED_RES	2019-04-22
MO	RA	APPROVED	2009-12-07

UT RA
APPROVED

Since 2024-11-07
TX RA
APPROVED_RES

Since 2019-04-22
MO RA
APPROVED

Since 2009-12-07

Branch Locations

Park City, UT • United States

1251 Nw Briarcliff Pkwy Ste 95, Kansas City, MO 64116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sterneck Capital Management, Llc	Kansas City	MO	08/1989	Present

08/1989 → Present

Sterneck Capital Management, Llc

Kansas City, MO

Previous Registrations

1997-10-07 → 2015-12-02

Westport Resources Management Inc

Kansas City, MO

Westport, CT

Leawood, KS

Other Businesses

GENERAL PARTNER-STERNECK CAPITAL MGMT. LP-A REG. INV. ADVISOR. SEC REGISTERED INVESTMENT ADVISOR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-01-16
S65	Uniform Investment Adviser Law Examination	1996-12-09

S63 Uniform Securities Agent State Law Examination

1997-01-16
S65 Uniform Investment Adviser Law Examination

1996-12-09

View on SEC IAPD

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