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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Morristown | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. NJSIAA NJ STATE INTERSCHOLASTIC ATHLETIC AUTHORITY, TENNIS OFFICIAL; START DATE: 05/2015; NOT INVESTMENT RELATED; ROBBINSVILLE , NJ 2. *419203 - Estate; Investment related - Yes; Livingston, New Jersey; Executor; 01/2021; During business hours: 1; After business hours: 2;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-31 |
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