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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-25
  • NY RA
    APPROVED
    Since 2022-02-25

Branch Locations

95 Wolf Rd, Albany, NY 12205 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Albany NY 12/2005 Present
Previous Registrations
  • 1999-05-14 → 2005-12-31
    Keybanc Capital Markets Inc.
    Colonie, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-24
S63 Uniform Securities Agent State Law Examination 1984-08-02
  • S65 Uniform Investment Adviser Law Examination
    2022-02-24
  • S63 Uniform Securities Agent State Law Examination
    1984-08-02

View on SEC IAPD

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