Theresa M Fragale

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 11/2016
  Wells Fargo Advisors, Llc.
  Red Bank, NJ
• 11/2016 → 06/2022
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ
• 06/2022 → Present
  Lpl Financial Llc
  Union Beach, NJ
• 04/2018 → 06/2020
  Homegoods
  Shrewsbury, NJ
• 10/2021 → 08/2023
  Kohls
  Holmdel, NJ

Previous Registrations

• 2016-09-19 → 2022-06-06
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ
  New York, NY

Other Businesses

1) 6/2022- Theresa Fragale - notary- inv. related- UNION BEACH, NJ - start date 10/27/2021- 0hrs 2) 11/06/2023 - The Elbow Room - Outside/W-2 Employment - Hostess - Not Investment Related - Bradley Beach, NJ - Start Date 10/15/2023 - 12 Hours Per Month/ 0 Hours During Trading 3) 03/14/2024 - KOHLS - Outside/W-2 Employment - Customer Service Associate - Not Investment Related - 2145 State Route 35, Holmdel, NJ 07733 - Start Date 11/20/2023 - 80 Hours Per month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2016-09-17

Other Names

• Theresa M Giordano
• Theresa M Taormina Giordano
• Theresa M Fragale
• Theresa M Taormina Fragale
• Theresa M Taormina
• Theresa Marie Taormina Fragale