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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2024-11-22 |
| TX | RA | APPROVED | 2016-06-27 |
| NH | RA | APPROVED | 2008-06-19 |
Branch Locations
6 Bedford Farms Drive Suite 109, Bedford, NH 03110 • United States
Manchester, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets , Llc | Nashua | NH | 06/2008 | Present |
| City National Bank | Nashua | NH | 06/2019 | Present |
(1) NAME: Beach House Non-Investment related ADDRESS: 1310 Ocean Boulevard Rye, NH 03087 Nature of OBA: home and occasional rental property Position/title/Relationship: Owner - Active Start Date: 05/26/20 Time Devoted: 0 hours Duties: upkeep of our second home (2) NAME OF ENTITY: St. Catherines School Board ADDRESS: 206 North Street Manchester New Hampshire 03104 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: Nov 03, 2025 CAPACITY: Other DUTIES: School Board Member HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-16 |
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