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Current Employers
Rmr Wealth Builders, Inc.

111 Grove Street Suite 203, Montclair, NJ 07042 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-29
  • CA RA
    APPROVED
    Since 2018-11-29

Branch Locations

Bakersfield, CA • United States

111 Grove Street Suite 203, Montclair, NJ 07042 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Bakersfield CA 02/2014 02/2022
Rmr Wealth Builders, Inc. Montclair NJ 11/2018 Present
Previous Registrations
  • 2014-02-06 → 2022-02-23
    Bakersfield, CA
    Huntington Beach, CA
    Bakersfield, CA
    Carlsbad, CA
    Tampa, FL
    Montclair, NJ
  • 2013-05-23 → 2013-12-23
    Securities America Advisors, Inc.
    Bakersfield, CA
  • 2011-01-03 → 2013-04-10
    Bakersfield, CA
    Bakersfield, CA
    Porterville, CA
    Bakersfield, CA
    Fresno, CA
  • 2006-09-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Porterville, CA
  • 1997-07-08 → 2002-11-25
    Morgan Stanley Dw Inc.
    Bakersfield, CA
Other Businesses

1) Rental Property; Non-Investment Related; Address: 5201 Dunsmuir Road #32, Bakersfield, CA 93309; Nature of Business: Real Estate Rental; Position: Owner; Title: Owner; Start Date: 07/01/2025; Hours per Month: 1; Hours per Month During Trading Hours: 0; Duties & Responsibilities: Owner of the property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-18
S63 Uniform Securities Agent State Law Examination 1987-12-23
  • S66 Uniform Combined State Law Examination
    2006-12-18
  • S63 Uniform Securities Agent State Law Examination
    1987-12-23
Other Names
  • Herb Nealy
  • Herbert L Nealy

View on SEC IAPD

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