Edward James Hopkins

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1989 → Present
  Mml Investors Services, Llc
  Madison, CT
• 10/1988 → Present
  Massmutual Life Insurance Co
  Madison, CT

Other Businesses

(1)Name: Edward Hopkins and Associates Inv rel: Y Add: 36 Devonshire Lane Madison CT 06443 Nature: Individual Life, Health, Group Life, and Group Health Position: Agent Start date: 09/15/1990 No. HR/MO: 2 No. HR/MO during sec trading: 1 Describe duties: individual and group life, individual and group health. I have two groups that I do their group health for and periodically will place insurance on clients that MMLIA cannot handle (2) Name: Edward Hopkins and Associates Inv rel: Y Add: 36 Devonshire Lane Madison CT 06443 Nature: Real Estate Position: Ownership Start date: 08/01/2018 No. HR/MO: 5 to 10 No. HR/MO during sec trading: 0 Describe duties: Buying real estate, renovating and selling (3)Name: Edward J. Hopkins Inv rel: N Add: 270 Farmington Ave, Suite 262 Farmington, CT 06032 Nature: Board member Position: Elected Director Start date: 12/05/2022 No. HR/MO: 2 - 4 No. HR/MO during sec trading: 2 - 4 Describe duties: Non compensated member of the Connecticut Master Gardener Association. Helping guide organization.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-06
• S63 Uniform Securities Agent State Law Examination
  1990-03-22

Designations

• Chartered Financial Consultant