Gregory Kaye Sivaslian

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1983 → Present
  Sivaslian & Associates
  Los Gatos, CA
• 07/2007 → 06/2024
  Securities America, Inc.
  Los Gatos, CA
• 07/2007 → 06/2024
  Securities America Advisors, Inc
  Los Gatos, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Monte Sereno, CA

Previous Registrations

• 2007-07-02 → 2024-06-14
  Securities America Advisors, Inc.
  Los Gatos, CA
• 2007-03-29 → 2007-07-02
  Brookstreet Securities Corporation
  San Juan Capistrano, CA
  Los Gatos, CA
• 1997-07-08 → 2007-03-02
  Securities America Advisors, Inc.
  Los Gatos, CA

Other Businesses

1. CAPITOLA BEACH BUNGALOW POSITION: OWNER/MANAGER NATURE: MY WIFE AND I HAVE OWNED RENTAL PROPERTY FOR MANY YEARS. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/01/1979 ADDRESS: 217 MONTEREY AVE, 215 MONTEREY AVE, CAPITOLA CA 95010 DESCRIPTION: MY WIFE AND I RENT THESE THREE UNITS, TWO UNITS AT 217 AND ONE AT 215 MONTEREY AVE. CAPITOLA, CA. 2. SIVASLIAN & ASSOICATES POSITION: I mg ins/I advise rentals NATURE: SECURITIES AMERICA ADVISORS, INC. - Investment Advisory - INVESTMENT ADVISOR REPRESENTATIVE INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2007 ADDRESS: 17392 El Rancho Ave., Monte Sereno CA 95030 DESCRIPTION: There are several areas of OBA: life, disability and medical insurance brokerage. I do most of my business through TNBC which notifies SAE. Also, my wife manages with my help, three rental properties that we have owned since 1979. We have no partners in the rental business. 3. SIVASLIAN & ASSOCIATES POSITION: SOLE OWNER NATURE: INSURANCE BROKERAGE - BROKER LIFE, DISABILITY, LONG TERM CARE, MEDICAL, DENTAL AND VISION PLANS TO INDIVIDUAL AND BUSINESSES - PRINCIPAL 20% (15% BENEFITS, 5% REAL ESTATE) INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1983 ADDRESS: 17392 EL RANCHO AVE., LOS GATOS CA 95030 DESCRIPTION: I BROKER, LIFE, DISABILITY, HEALTH, DENTAL, VISION & LONT TERM CARE INSURANCE. IN ADDITION, MY WIFE MAXINE AND I ARE SOLE OWNERS OF THREE RENTAL PROPORTIES. MY WIFE MANAGES THESE PROPERTIES AND I AM HER UTILITIY REPAIRMAN. 4. CAPITOLA BEACH DUNGALOW POSITION: Co-owner NATURE: My wife Maxine handles the business and we do a joint return. She has a separate office and files of files of hers and mine never are together. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1979 ADDRESS: 17392 EL RANCHO AVE, MONTE SERENO CA 95030, United States DESCRIPTION: I do some repairs on weekends and help with other issues like leasing etc. 5. CAPITOLA BEACH BUNGALOW POSITION: CO-OWNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/1979 ADDRESS: 215 MONTEREY AVE, 217 MONTEREY AVE, CAPITOLA CA 95010, United States DESCRIPTION: MONITOR ANY ACTIVITY REQUIRING MY SKILLS. MY WIFE HANDLES ALL THE CONTRACTING AND COORIDINATION OF CLEANING, BILLING AND LEASING AND COLECTING OF RENT. 6. CAPITOLA BEACH BUNGALOW POSITION: I ADVISE NATURE: VACATION RENTALS- Located IN CAPITOLA CA. MY WIFE RUNS AND BUSINESS AND I ADVISE. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2007 ADDRESS: 17392 El Rancho Ave., Monte Sereno CA 95030, United States DESCRIPTION: My wife manages with my help, three rental properties that we have owned since 1979. We have no partners in the rental business.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-07-17

Other Names

• Gregory Kayne Sivaslian