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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-06-03 |
| FL | RA | APPROVED | 2024-05-14 |
| TX | RA | APPROVED_RES | 2024-05-13 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
2790 Skypark Drive Suite 200, Torrance, CA 90505 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Torrance | CA | 02/1986 | Present |
1. PHILIP HARTWELL, INVESTMENT RELATED, 2790 SKYPARK #200 TORRANCE CA 90505, OWNER, STARTED 1984, 2 HOURS PER MONTH, .5 HOURS PER MONTH DURING STH, INSURANCE SALES. 2.HARTWELL FINANCIAL SERVICES, INVESTMENT RELATED, 2790 SKYPARK #200 TORRANCE, CA 90505 , OWNER, STARTED 1984, 200 HOURS PER MONTH, 200 HOURS PER MONTH DURING STH,FINANCIAL PLANNING, WRAP FEE BUSINESS. 2. PHILIP HARTWELL POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1984 ADDRESS: 2790 Skypark #200 torance ca 90505, Torrance CA 90505, United States DESCRIPTION: sell life insurance 3. HARTWELL FINANCIAL SERVICES POSITION: owner w/ my two sons NATURE: Sub S INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2020 ADDRESS: 2790 Skypark Dr., Ste 200`, Torrance CA 90505, United States DESCRIPTION: registered rep, branch manager, partner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-01-09 |
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