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Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-07-15
MN RA APPROVED 2024-07-10
TX RA APPROVED_RES 2024-07-10
  • AZ RA
    APPROVED
    Since 2024-07-15
  • MN RA
    APPROVED
    Since 2024-07-10
  • TX RA
    APPROVED_RES
    Since 2024-07-10

Branch Locations

Scottsdale, AZ • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Two Carlson Parkway North Suite 355, Plymouth, MN 55447 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Colliers Securities Llc Minneapolis MN 01/2012 07/2024
Benjamin F Edwards & Co, Inc Minnetonka MN 07/2024 Present
  • 01/2012 → 07/2024
    Minneapolis, MN
  • 07/2024 → Present
    Benjamin F Edwards & Co, Inc
    Minnetonka, MN
Previous Registrations
  • 2014-01-31 → 2024-07-11
    Minneapolis, MN
    Scottsdale, AZ
    Minneapolis, MN
    Scottsdale, AZ
    Scottsdale, AZ
    Minneapolis, MN
    Scottsdale, AZ
    Minneapolis, MN
    Scottsdale, AZ
    Scottsdale, AZ
    Fargo, ND
Other Businesses

(1) National Football League (NFL); non-investment-related; 345 Park Avenue, New York, NY 1015412; Professional athletics; Line Judge; 07-01-2002; 160 hours/month; 160 hrs/month during trading hours; NFL Line Judge- 40 hours per week from August-February (2) Superior Morning Woods Estates, LLC; investment-related; 67 LeVeaux Ridge RD, Tofte MN 55615; 1/2 owner of a cabin in Northern MN. It's held in the above LLC. When we are not using it, we rent it out. The property management company we use is Silverleaf Property Management; 50% ownership; 9-24-2018 start date; 0 hours/month; 0 hrs/month during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-31
S63 Uniform Securities Agent State Law Examination 1986-07-24
  • S65 Uniform Investment Adviser Law Examination
    1992-12-31
  • S63 Uniform Securities Agent State Law Examination
    1986-07-24
Other Names
  • Jeffrey Seeman
  • Jeff Seeman
  • Jeff Seeman

View on SEC IAPD

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