John David Caffrey

Employer firm

Composition Wealth, LLC CRD 143483

$9.47B regulatory AUM 184 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 11/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2001 → 11/2022
  Castle Financial Advisors
  Hauppauge, NY
• 04/2013 → 12/2021
  Rosemark Advisors, Inc.
  Bohemia, NY
• 10/2021 → Present
  Composition Wealth, Llc
  Hauppauge, NY
• 08/2004 → Present
  Castle Asset Management, Llc
  Hauppauge, NY

Previous Registrations

• 2012-03-21 → 2021-12-22
  Castle Asset Management, Llc
  Hauppauge, NY
• 2015-11-13 → 2017-12-31
  Rosemark Advisors, Inc.
  Bohemia, NY

Other Businesses

1) 201-205 SOUTH OCEAN REALTY LLC. NOT INVESTMENT RELATED; HAUPPAUGE, NY 11788. REAL ESTATE MANAGEMENT 43% MEMBER. START DATE 1/2014. 10 HOURS PER MONTH, 0 DURING TRADING. REAL ESTATE MANAGEMENT, INVESTOR. 2) AMAC FOUNDATION, INC, 312 TEGUE TRAIL, LADY LAKE, FL 32159. NOT INVESTMENT RELATED, BOARD MEMBER 7/2014-PRESENT, 1 HOUR/QUARTER, NONE DURING TRADING. DEVELOP BUSINESS PLANS, EDUCATION OF FOUNDATION MEMBERS ON FINANCIAL STATEMENT PREPARATION AND UNDERSTANDING. 3) Insurance Sales; Same address; Non-investment related; Approximately 10% of time during the month. 4) Castle Asset Management, LLC; Non-Investment Related; 145 Marcus Blvd, Hauppauge, NY. 11788; Insurance commissions; Owner; 08/2004; 5 hours per month; Business Administration.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-07-22

Designations

• Certified Financial Planner

Other Names

• John David Caffrey