Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-12-05 |
| OH | RA | APPROVED | 2024-09-04 |
| TX | RA | APPROVED_RES | 2022-02-02 |
| CA | RA | APPROVED | 2021-08-03 |
| NY | RA | APPROVED | 2021-04-16 |
| NC | RA | APPROVED | 2021-02-03 |
| MA | RA | APPROVED | 2020-02-20 |
| ME | RA | APPROVED | 2019-11-01 |
| PA | RA | APPROVED | 2019-01-04 |
| CT | RA | APPROVED | 2017-07-19 |
| NJ | RA | APPROVED | 2016-10-12 |
| FL | RA | APPROVED | 2016-10-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Manasquan | NJ | 01/2014 | Present |
| Park Ave Securities | Manasquan | NJ | 03/2014 | Present |
1) Insurance Sales-Offering fixed insurance products (Term and whole life) with other mutual based companies, Start: 05/01/2017, Address: 2111 Route 34 South Wall, NJ 07719. 5 bus hr per month: 5 hours during normal securities trading hours; Investment related, Less than 10% annual compensation, 2) Eric Rios guest speaker- speak and lecture on financial literacy, using compliance approved presentations, to business owners, students of finance, or groups, Start: 04/10/2023, Address: 401 Center St Forked River, NJ 08731, 2 total hours per month: 0 hours during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-02 |
Reach out to this advisor