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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-01-02
  • NJ RA
    APPROVED
    Since 2009-01-02

Branch Locations

1040 Kings Highway North Suite 303, Cherry Hill, NJ 08034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Cherry Hill NJ 07/2006 Present
Raymond James Financial Services Advisors, Inc Cherry Hill NJ 01/2009 Present
Foote Financial, Inc. Cherry Hill NJ 08/2006 Present
Previous Registrations
  • 2010-10-14 → 2016-11-17
    Foote Financial, Inc.
    Cherry Hill, NJ
Other Businesses

(1)Name of Business: Foote Financial Inc. Address: 2 Split Rock Dr Ste 3, Cherry Hill, NJ, 08003, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/01/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Employee of Foote Financial and co-branch manager.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-03
  • S66 Uniform Combined State Law Examination
    2006-11-03

View on SEC IAPD

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