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Bruce Joseph Ticknor

Stifel, Nicolaus & Company, Incorporated

Los Angeles, CA

Tarzana, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-06
CA RA APPROVED 2019-05-10
  • TX RA
    APPROVED_RES
    Since 2021-08-06
  • CA RA
    APPROVED
    Since 2019-05-10

Branch Locations

2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States

Tarzana, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Los Angeles CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 05/2019
Stifel Nicolaus & Co Inc Los Angeles CA 05/2019 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Los Angeles, CA
  • 11/2016 → 05/2019
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
  • 05/2019 → Present
    Stifel Nicolaus & Co Inc
    Los Angeles, CA
Previous Registrations
  • 2003-07-01 → 2019-05-13
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
    Los Angeles, CA
    Stevenson Ranch, CA
    Los Angeles, CA
  • 2000-03-01 → 2003-07-01
    Prudential Equity Group, Llc
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-23
  • S63 Uniform Securities Agent State Law Examination
    1984-04-23

View on SEC IAPD

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