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Dennis Lee Hottel

Stifel, Nicolaus & Company, Incorporated

Bethel Park, PA

Naples, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-23
TX RA APPROVED_RES 2017-12-04
PA RA APPROVED 2007-09-19
  • FL RA
    APPROVED
    Since 2021-02-23
  • TX RA
    APPROVED_RES
    Since 2017-12-04
  • PA RA
    APPROVED
    Since 2007-09-19

Branch Locations

2000 Oxford Drive, Suite 605, Bethel Park, PA 15102 • United States

3777 Tamiami Trail North Suite 300, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Bethel Park PA 07/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-17
S63 Uniform Securities Agent State Law Examination 1983-08-25
  • S65 Uniform Investment Adviser Law Examination
    2007-09-17
  • S63 Uniform Securities Agent State Law Examination
    1983-08-25

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Bethel Park, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Bethel Park, PA
PNC WEALTH MANAGEMENT LLC · BETHEL PARK, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Bethel Park, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Bethel Park, PA
OSAIC WEALTH, INC. · BETHEL PARK, PA
EDWARD JONES · BETHEL PARK, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · BETHEL PARK, PA

More in Bethel Park, PA

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