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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

1195 Washington Pike Ste 102, Bridgeville, PA 15017 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dsf Wealth Management Group Pittsburgh PA 06/2011 Present
Voya Financial Advisors Bridgeville PA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2011 → Present
    Dsf Wealth Management Group
    Pittsburgh, PA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Bridgeville, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:SCOTT KEFFER INTERNATIONAL; No; 2535 WASHINGTON RD STE 1120; PITTSBURGH; PA; 15241; COACHING FINANCIAL ADVISORS TECHNIQUES; CONTRIBUTOR/CO-AUTHOR; 5/1/2017; 1; 0; COACHING FINANCIAL ADVISORS HOW TO ESTABLISHING CREDIBILITY AND HOW TO USE THE TECHNIQUES.|NAME OF ENTITY:DSF Wealth Management Group LLC; Yes; 1195 WASHINGTON PIKE; PITTSBURGH; PA; 15017; DBA; partial owner, independent agent; 6/13/2011; 160; 160; Providing insurance and finacnial services to clients and prospects|NAME OF ENTITY:St Elizabeth Parish; No; ONE GROVE PLACE; PITTSBURGH; PA; 15236; church; finance committee; 1/1/2005; 12; 12; quarterly meetings to determine budgets for both the church and school|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1195 WASHINGTON PIKE STE 102; BRIDGEVILLE; PA; 15017; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/22/2004; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-02
  • S63 Uniform Securities Agent State Law Examination
    1984-04-02
Designations

View on SEC IAPD

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