John Michael Walker

Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → Present
  Stephens Inc.
  Charlotte, NC

Previous Registrations

• 1992-04-16 → 2003-12-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Other Businesses

Rotary District 7680 - P. O. Box 79132, Charlotte, NC - not investment related - Innovative Club Advocate, responsible for encouraging new clubs and service on several committees - Service organization comprised of 2300 Rotarians in 55 Rotary clubs in 14 counties in North Carolina - 7/2021 - 1 hours per week devoted to the other business during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-27
• S63 Uniform Securities Agent State Law Examination
  1983-08-26

Other Names

• John Walker
• Mike Walker