Dean Edwin Moberg

Current Employers

Employment History

• 01/2005 → Present
  Sound Trust Wealth Advisors, Llc
  Westport, CT
• 05/2012 → 10/2024
  American Portfolios Financial Services Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Westport, CT

Previous Registrations

• 2006-05-31 → 2012-05-17
  Fsc Securities Corporation
  Westport, CT
• 2005-02-17 → 2006-06-27
  Sound Financial Advisors
  Wilton, CT
• 2000-01-28 → 2005-01-14
  Ubs Financial Services Inc.
  Westport, CT

Other Businesses

1) DBA: SOUND TRUST WEALTH ADVISORS, LLC. 2) INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT OF HSH BROKERAGE. 3) INVESTMENT ADVISORY SERVICES OFFERED THROUGH SOUND TRUST WEALTH ADVISORS, LLC (A CT-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE. INSURANCE SALES - LIFE & LONG TERM CARE. 10/2/12 4) SOUND TRUST WEALTH ADVISORS, LLC POSITION: Agent Insurance Producer NATURE: Fixed Index Annuities and Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 01/05/2005 ADDRESS: 597 Westport Ave, Ste B532, Norwalk CT 06851, United States DESCRIPTION: Sale and service of fixed insurance and annuities 5) SOUND TRUST WEALTH, INC. POSITION: President NATURE: C Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 597 Westport Ave, Ste B532, Norwalk CT 06851, United States DESCRIPTION: Paying bills, separating accounting function, broker dealer from RIA 6) SOUND TRUST WEALTH ADVISORS, LLC POSITION: Independent IAR NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/05/2007 ADDRESS: 597 Westport Ave, Ste B532, Norwalk CT 06851, United States DESCRIPTION: Mange Portfolios, Handle Compliance and Sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-19
• S63 Uniform Securities Agent State Law Examination
  1983-09-07

Other Names

• Dean Moberg