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2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-05-18 |
Branch Locations
2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Gretna | LA | 06/2015 | Present |
| Level Four Advisory Services | Gretna | LA | 06/2015 | 08/2018 |
| Advisor Resource Council (Formerly: 360 Wealth Management, Llc) | Gretna | LA | 08/2018 | 05/2023 |
| Second Line Capital, Llc | Gretna | LA | 05/2023 | Present |
1. 06/05/2015 - Faubourg Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/1/2015 - Time Spent 100% 2. 06/05/2015 - Level Four Insurance Serviecs LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 6/1/2015 - Time Spent 5% 3. 11/11/2015 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/05/2015 - 40 Hours Per Month/ 40 Hours During Securities Trading 4. 03/05/2016 - RVB Investments - INV REL - 36 colony rd Gretna ,la 70056 - Business Entity For Tax/Investment Purposes Only - START 07/01/2015 - 1 HOURS PER MONTH - for tax purposes only 5. 11/27/2017 - RVB Investment Properties LLC - Investment Related - Gretna, LA - Real Estate Rental - I will be owning a duplex rental property - Start Date 11/13/2017 - 10 Hours Per Month / 0 Hours During Trading - Duplex rental property. 6. 3/9/2018 - Backnine Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:3/6/2018 - 2 Hours Per Month/2 Hours During Trading. 7. 9/26/2019 - No Business Name - Investment Related - Gretna, Louisiana 70053 - Real Estate Rental - Start Date: 09/19/2019 - 10 Hours Per Month/0 Hours During Securities Trading - Purchased a single family residence as a rental property 8. 07/06/2023 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 05/11/2023 - 40 Hours Per Month/ 33 Hours During Securities Trading 9. 07/06/2023 - Second Line Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 05/11/2023 - 40 Hours Per Month/ 33 Hours During Securities Trading - I provide investment advisory services through Second Line Capital, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-01 |
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