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Current Employers
Second Line Capital, Llc

2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-05-18
  • LA RA
    APPROVED
    Since 2023-05-18

Branch Locations

Gretna, LA • United States

2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Gretna LA 06/2015 Present
Level Four Advisory Services Gretna LA 06/2015 08/2018
Advisor Resource Council (Formerly: 360 Wealth Management, Llc) Gretna LA 08/2018 05/2023
Second Line Capital, Llc Gretna LA 05/2023 Present
  • 06/2015 → Present
    Lpl Financial, Llc
    Gretna, LA
  • 06/2015 → 08/2018
    Gretna, LA
  • 08/2018 → 05/2023
    Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
    Gretna, LA
  • 05/2023 → Present
    Gretna, LA
Previous Registrations
Other Businesses

1. 06/05/2015 - Faubourg Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/1/2015 - Time Spent 100% 2. 06/05/2015 - Level Four Insurance Serviecs LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 6/1/2015 - Time Spent 5% 3. 11/11/2015 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/05/2015 - 40 Hours Per Month/ 40 Hours During Securities Trading 4. 03/05/2016 - RVB Investments - INV REL - 36 colony rd Gretna ,la 70056 - Business Entity For Tax/Investment Purposes Only - START 07/01/2015 - 1 HOURS PER MONTH - for tax purposes only 5. 11/27/2017 - RVB Investment Properties LLC - Investment Related - Gretna, LA - Real Estate Rental - I will be owning a duplex rental property - Start Date 11/13/2017 - 10 Hours Per Month / 0 Hours During Trading - Duplex rental property. 6. 3/9/2018 - Backnine Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:3/6/2018 - 2 Hours Per Month/2 Hours During Trading. 7. 9/26/2019 - No Business Name - Investment Related - Gretna, Louisiana 70053 - Real Estate Rental - Start Date: 09/19/2019 - 10 Hours Per Month/0 Hours During Securities Trading - Purchased a single family residence as a rental property 8. 07/06/2023 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 05/11/2023 - 40 Hours Per Month/ 33 Hours During Securities Trading 9. 07/06/2023 - Second Line Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 05/11/2023 - 40 Hours Per Month/ 33 Hours During Securities Trading - I provide investment advisory services through Second Line Capital, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-22
S63 Uniform Securities Agent State Law Examination 1983-09-01
  • S66 Uniform Combined State Law Examination
    2008-11-22
  • S63 Uniform Securities Agent State Law Examination
    1983-09-01
Other Names
  • Robert Brown

View on SEC IAPD

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