Robert Armando Ruffolo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1982 → Present
  Ruffolo Associates
  Level Green, PA
• 08/2009 → 10/2016
  Trustmont Financial Group, Inc.
  Greensburg, PA
• 10/2009 → 10/2016
  Trustmont Advisory Group, Inc.
  Greensburg, PA
• 11/2016 → 05/2024
  Lincoln Financial Securities Corporation
  Trafford, PA
• 05/2024 → Present
  Lpl Financial
  Trafford, PA

Previous Registrations

• 2016-11-01 → 2024-05-17
  Osaic Fs, Inc.
  Trafford, PA
  Trafford, PA
  Canonsburg, PA
• 2009-10-26 → 2016-10-19
  Trustmont Advisory Group, Inc.
  Greensburg, PA
  Trafford, PA
  Trafford, PA
• 2006-08-22 → 2009-08-13
  Waterstone Financial Group, Inc.
  Trafford, PA
  Trafford, PA

Other Businesses

1) 05/2024 - Ruffolo Associates / Owner / Tax Prep/Accounting/CPA / Inv, Related / Trafford, PA / Start date 04/01/1974 - 5 Hrs per month - 15% Time Spent 2) 05/2024 - Robert A Ruffolo / Agent / Property and Casualty / Inv. Related / Trafford, PA / Start date 04/01/1986 - 20 Hes per month - 20 % Time Spent 3) 12/06/2024 - Robert A Ruffolo - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:06/28/2020 - 4 hours per month/ 0 hours during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-10-11

Other Names

• Bob Ruffolo
• Ruffolo Ruf
• Ruffolo Olo