Anthony J Tumea

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1984 → Present
  Tumea & Associates Cpa Firm
  Downers Grove, IL
• 09/1998 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2010 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) NAME OF OTHER BUSINESS: TUMEA & ASSOCIATES CPA FIRM INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING & TAX PREPERATION START DATE: 1/1984 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: GENERAL OWNERSHIP DUTIES 2) NAME OF OTHER BUSINESS: DOWNERS GROVE LIONS CLUB INVESTMENT RELATED: NO ADDRESS: PO BOX 24 DOWNERS GROVE FL 60515 NATURE OF BUSINESS: LOCAL CIVIC ORGANIZATION START DATE: 1/2015 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: TREASURER & BOARDMEMBER BRIEF DESCRIPTION OF DUTIES: WRITE CHECKS, MAKE DEPOSTS, ATTEND BOARD MEETINGS & PREPARE FINANCIAL STATEMENTS 3) NAME OF OTHER BUSINESS: CHICAGOLAND WEST SUBURBAN DBA WEST TOWNS CHORUS INVESTMENT RELATED: NO ADDRESS: PO BOX 1005 DOWNERS GROVE IL 60515 NATURE OF BUSINESS: CHORAL GROUP START DATE: 1/2015 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: TREASURER & BOARDMEMBER BRIEF DESCRIPTION OF DUTIES: WRITE CHECKS, MAKE DEPOSTS, ATTEND BOARD MEETINGS & PREPARE FINANCIAL STATEMENTS 4) NAME OF OTHER BUSINESS: BUFFALO THEATRE ENSEMBLE; INVESTMENT RELATED: NO; ADDRESS: 1755 S. NAPERVILLE RD, #200 WHEATON, IL 60189; NATURE OF BUSINESS: NONPROFIT THEATRE; START DATE: 7/2023; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RECONCILE BANK STATEMENTS, APPROVE PAYROLLS, REVIEW FINANCIAL STATEMENTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-08-18
• S63 Uniform Securities Agent State Law Examination
  1998-02-05

Other Names

• Tony Tumex
• Anthony J Tuema