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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-24 |
| NY | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2016-03-03 |
| TX | RA | APPROVED_RES | 2015-12-08 |
Branch Locations
321 Broadway Ave Suite 501, Saratoga Springs, NY 12866 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Saratoga Springs | NY | 11/2015 | Present |
(1) Name of Business: Capital Broadcasting Address: Times Union Center, Albany, NY, 12303, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 11/17/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-01 |
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