Richard Daniels

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

16 Computer Drive West, Albany, NY 12205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Albany	NY	10/1990	Present

10/1990 → Present

Lpl Financial Llc

Albany, NY

Other Businesses

1. 11/27/2000 - DIRECT INSURANCE SALES - NON-VARIABLE INSURANCE - FIXED ANNUITIES - TIME SPENT 0% - ALBANY, NY 2. 11/26/2008 - Daniels Financial Partners - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-12-06

S63 Uniform Securities Agent State Law Examination

1986-12-06

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

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Exams

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