Elsa Cazares

Employer firm

Outlook Wealth Advisors, LLC CRD 291465

$594M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 12/2018
  Gf Investment Services, Llc
  Sarasota, FL
• 07/1996 → Present
  Outlook Wealth Advisors, Llc
  Shenandoah, TX
• 06/2018 → Present
  Outlook Wealth Advisors, Llc
  Shenandoah, TX

Previous Registrations

• 2009-06-30 → 2011-10-20
  Sanders Morris Llc
  The Woodlands, TX
  Houston, TX

Other Businesses

1.) Owner of rental properties; Real estate; Start date 1/1/2017; Receive rental income; Spend less than 3 hours per week devoted to business. 2.) Outlook Wealth Advisors; 224 Ed English Dr., Ste A, Shenandoah, TX 77385; SEC Registered Investment Advisor; Investment Advisory Services; Operations Manager and Compliance since 7/1996; Investment Adviser Representative under RIA start date 6/29/2018; Investment-Related; Spend 30 hours per week.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-02-19

Designations

• Certified Financial Planner