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Michael J Callahan

Wells Fargo Clearing Services, LLC

Sarasota, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-14
FL RA APPROVED 2022-04-15
NY RA APPROVED 2022-04-15
  • TX RA
    APPROVED
    Since 2025-11-14
  • FL RA
    APPROVED
    Since 2022-04-15
  • NY RA
    APPROVED
    Since 2022-04-15

Branch Locations

1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dominick & Dominick Llc New York NY 11/2014 05/2018
Wells Fargo Clearing Services, Llc Sarasota FL 01/2022 Present
Bmw Of Denver Downtown Denver CO 06/2018 08/2021
Unemployed Denver CO 09/2021 01/2022
  • 11/2014 → 05/2018
    Dominick & Dominick Llc
    New York, NY
  • 01/2022 → Present
    Wells Fargo Clearing Services, Llc
    Sarasota, FL
  • 06/2018 → 08/2021
    Bmw Of Denver Downtown
    Denver, CO
  • 09/2021 → 01/2022
    Unemployed
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-03
S66 Uniform Combined State Law Examination 2022-04-14
S63 Uniform Securities Agent State Law Examination 2007-06-13
  • S65 Uniform Investment Adviser Law Examination
    2022-05-03
  • S66 Uniform Combined State Law Examination
    2022-04-14
  • S63 Uniform Securities Agent State Law Examination
    2007-06-13
Other Names
  • Michael Joseph Callahan
  • Michael Joseph Callahan

View on SEC IAPD

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