Thomas Edward Davis

Current Employers

Employment History

• 06/2009 → 05/2018
  Morgan Stanley Smith Barney
  Clarmont, CA
• 01/2015 → 05/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2018 → Present
  Kestra Investment Services
  Brea, CA
• 05/2018 → Present
  Kestra Private Wealth Services
  Brea, CA

Previous Registrations

• 2009-06-01 → 2018-05-24
  Morgan Stanley
  Claremont, CA
• 1997-07-08 → 2009-06-01
  Citigroup Global Markets Inc.
  Clarmont, CA
  Claremont, CA

Other Businesses

Business Name: Strategic Wealth Management Investment Related: No Address: Three Pointe Drive Suite 111 Brea CA 92821 Nature of Business: Other Back Office Operations Position, Title or Relationship: member Start Date: 5/24/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: pay taxes. Business Name: Sunday Talk LLC Investment Related: No Address: 166 G Street Havasu Lake CA 92363 Nature of Business: Real Estate Position, Title or Relationship: one half owner Start Date: 5/11/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: none Business Name: CHINO COMMUNITY THEATRE A California Nonprofit Public Benefit Corporation Investment Related: No Address: 13123 7th St, Chino CA 91710 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: I will be a one of many other directors on the board Start Date: 5/15/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Meet once a quarter Business Name: AMERICAN WEALTH MANAGEMENT POSITION: financial advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/18/2022 ADDRESS: 325 W. Gurley, suite 103, Prescott AZ 86301 DESCRIPTION: manage client accounts Business Name: CHINO VALLEY REPUBLICAN ASSEMBLY POSITION: President NATURE: NONE INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2024 ADDRESS: 6873 Lacey Ct., Chino CA 91710, United States DESCRIPTION: Primarilypreside at all monthly meetings. Supervise organizations activities. Enforce the bylaws.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-18
• S63 Uniform Securities Agent State Law Examination
  1983-09-02