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Christopher A Hufferdine

Park Avenue Securities LLC

Scarsdale, NY

Rye Brook, NY

CRD 5193105

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-11
CT RA APPROVED 2026-02-02
FL RA APPROVED 2026-02-02
NJ RA APPROVED 2026-02-02
PA RA APPROVED 2026-02-02
CA RA APPROVED 2026-01-28
CO RA APPROVED 2026-01-28
NY RA APPROVED 2026-01-28
  • IL RA
    APPROVED
    Since 2026-02-11
  • CT RA
    APPROVED
    Since 2026-02-02
  • FL RA
    APPROVED
    Since 2026-02-02
  • NJ RA
    APPROVED
    Since 2026-02-02
  • PA RA
    APPROVED
    Since 2026-02-02
  • CA RA
    APPROVED
    Since 2026-01-28
  • CO RA
    APPROVED
    Since 2026-01-28
  • NY RA
    APPROVED
    Since 2026-01-28

Branch Locations

Scarsdale, NY • United States

800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icap Corporates, Llc Jersey City NJ 04/2013 06/2022
The Herbst Group, Llc Westport CT 06/2022 02/2023
Guardian Life Insurance Company New York NY 08/2023 Present
Park Avenue Securities New York NY 09/2023 Present
Unemployed Mount Kisco NY 02/2023 08/2023
Guardian Life Insurance Company Mount Kisco NY 06/2024 Present
Park Avenue Securities Mount Kisco NY 06/2024 Present
  • 04/2013 → 06/2022
    Icap Corporates, Llc
    Jersey City, NJ
  • 06/2022 → 02/2023
    The Herbst Group, Llc
    Westport, CT
  • 08/2023 → Present
    Guardian Life Insurance Company
    New York, NY
  • 09/2023 → Present
    Park Avenue Securities
    New York, NY
  • 02/2023 → 08/2023
    Unemployed
    Mount Kisco, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Mount Kisco, NY
  • 06/2024 → Present
    Park Avenue Securities
    Mount Kisco, NY
Other Businesses

1) Chappaqua Rotary Club- President, Start date: 06/01/2022, Address: PO Box 715, Chappaqua NY, 10514, 10 total hours per month; 8 during securities trading hours, Not Investment related, No annual compensation, 2) Insurance Brokering-Selling insurance products not offered through Guardian or offered through it's subsidiaries, Start date: 10/03/2025, Address: 800 Westchester Ave., Suite N409 Rye Brook, NY 10573-1328, 2 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-25
S63 Uniform Securities Agent State Law Examination 2007-03-24
  • S65 Uniform Investment Adviser Law Examination
    2025-11-25
  • S63 Uniform Securities Agent State Law Examination
    2007-03-24
Other Names
  • Chris Ashley Hufferdine
  • Christopher A. Hufferdine
  • Chris A. Hufferdine
  • Chris Hufferdine
  • Christopher Hufferdine
  • Christopher Ashley Hufferdine

View on SEC IAPD

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