Best Investors
Account
Sign in
Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-12 |
| CT | RA | APPROVED | 2017-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Collinsville | CT | 01/1992 | Present |
| Park Avenue Securities | Collinsville | CT | 07/2015 | Present |
| Guardian Life Insurance Company | Collinsville | CT | 07/2015 | Present |
1. Advisory Board member - local bank The advisory board consists of a section of the bank's customers and community leaders who advise the bank as to how to make the bank more community friendly and more accessible to the public Start date: 04/22/2014 Address: 277 Albany Turnpike, Canton, CT. 06019 1 bus hour per month Not Investment related 2. Money Mindfulness DBA name of my financial practice as a sole proprietor Start: 01/01/2016 Address: 14 Mohawk Drive, Collinsville, CT. 06019 Hrs per month - tot/bus: 160/40 Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-24 |
Reach out to this advisor