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Michael A D Apice

Park Avenue Securities LLC

Collinsville, CT

CRD 1162490

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-02-12
CT RA APPROVED 2017-06-06
  • SC RA
    APPROVED
    Since 2025-02-12
  • CT RA
    APPROVED
    Since 2017-06-06

Branch Locations

Collinsville, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Collinsville CT 01/1992 Present
Park Avenue Securities Collinsville CT 07/2015 Present
Guardian Life Insurance Company Collinsville CT 07/2015 Present
  • 01/1992 → Present
    Self Employed
    Collinsville, CT
  • 07/2015 → Present
    Park Avenue Securities
    Collinsville, CT
  • 07/2015 → Present
    Guardian Life Insurance Company
    Collinsville, CT
Other Businesses

1. Advisory Board member - local bank The advisory board consists of a section of the bank's customers and community leaders who advise the bank as to how to make the bank more community friendly and more accessible to the public Start date: 04/22/2014 Address: 277 Albany Turnpike, Canton, CT. 06019 1 bus hour per month Not Investment related 2. Money Mindfulness DBA name of my financial practice as a sole proprietor Start: 01/01/2016 Address: 14 Mohawk Drive, Collinsville, CT. 06019 Hrs per month - tot/bus: 160/40 Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-12
S63 Uniform Securities Agent State Law Examination 2001-08-24
  • S65 Uniform Investment Adviser Law Examination
    2017-05-12
  • S63 Uniform Securities Agent State Law Examination
    2001-08-24
Other Names
  • Mike Dapice
  • Michael Andrew Dapice

View on SEC IAPD

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