Robert David Cohen

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 09/2018
  Ubs Financial Services Inc
  Mitchell Field, NY
• 10/2018 → Present
  Stifel Nicolaus & Co Inc
  Garden City, NY

Previous Registrations

• 2009-09-18 → 2018-10-04
  Ubs Financial Services Inc.
  Garden City, NY
• 2007-04-02 → 2008-12-15
  Morgan Stanley & Co. Llc
  Jericho, NY
• 2005-09-19 → 2007-04-02
  Morgan Stanley Dw Inc.
  Jericho, NY
  Jericho, NY

Other Businesses

1)Kou Law Cohen LLC; 46 Clock Tower Lane Old Westbury NY 11568; real estate; Managing Partner; delegation of day to day operation; 05/30/2006; 5.00 Hour(s) Per Month; not during securities trading hours; Investment-Related 2)Kou Law Cohen & Hu LLC; 46 clock tower lane old westbury NY 11568; real Estate; Managing Partner; Delegate day to day operation; 05/30/2005; 5.00 Hour(s) Per Month; not during securities trading hours; Investment-Related 3)Kou law Cohen & Bennett LLC; 46 clock tower lane old westbury NY 11568; real estate; Managing partner; delegate day to day; 01/11/2013; 5.00 Hour(s) Per Month; not during securities trading hours; Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-16
• S63 Uniform Securities Agent State Law Examination
  1983-08-23

Other Names

• Bov Cohen
• Bob Cohen
• Rob Cohen