Best Investors Account Sign in

Louis George Murphy

Brown, Lisle/Cummings, Inc.

Providence, RI

Claim This Profile
Current Employers
Brown, Lisle/Cummings, Inc.

56 Exchange Terrace Suite 300, Providence, RI 02903-1772 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2007-07-05
  • RI RA
    APPROVED
    Since 2007-07-05

Branch Locations

56 Exchange Terrace Suite 300, Providence, RI 02903-1772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown, Lisle/Cummings, Inc. Providence RI 12/1984 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-03
S63 Uniform Securities Agent State Law Examination 1983-10-19
  • S65 Uniform Investment Adviser Law Examination
    2007-07-03
  • S63 Uniform Securities Agent State Law Examination
    1983-10-19
Other Names
  • Louis Jr George Murphy

View on SEC IAPD

More in Providence, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor